April 1, 2013
Salas Wang LLC is currently investigating Ronald Cleveland (formerly of Edward Jones in Connecticut) for selling equity indexed annuities.  Specifically, FINRA fined Cleveland because he: sold equity-indexed annuities (EIAs), which were not  securities, totaling approximately $4,991,272 to individuals, some of whom had accounts at Cleveland’s member firm, and received commissions totaling approximately $403,737, without providing prior […]
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March 11, 2013
Salas Wang LLC’s Jeffrey Salas wrote an article for Wisconsin Lawyer magazine about what investors can do to prevent and recover for stockbroker misconduct. Â For additional information, you can contact Jeff Salas at 312.803.4963 or jsalas@salaswang.com.
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